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Department of Neurological Surgery, University of California, San Francisco, San Francisco, CA (S.M.C., K.R.L., M.D.P.); Pharmacotherapy Education and Research Center, University of Texas Health Science Center San Antonio, San Antonio, TX (J.G.K.); Department of Neuro-Oncology, University of Texas M. D. Anderson Cancer Center, Houston, TX (W.K.A.Y., M.R.G.); Dana-Farber Cancer Institute, Boston, MA (P.Y.W.); Neuro-Oncology Branch, National Cancer Institute, National Institutes of Health, Bethesda, MD (H.A.F.); University of Wisconsin Hospital, Madison, WI (M.P.M., H.I.R.); Memorial Sloan-Kettering Cancer Center, New York, NY (L.M.D., L.E.A.); University of Pittsburgh Medical Center Cancer Pavilion, Division of Neuro-Oncology, Pittsburgh, PA (F.S.L.); Neuro-Oncology Program, David Geffen School of Medicine at UCLA, and Jonsson Comprehensive Cancer Center, University of California, Los Angeles, Los Angeles, CA (T.F.C.); USA
Address correspondence to Susan M. Chang, Department of Neurological Surgery, University of California San Francisco, 400 Parnassus Ave., A-808, San Francisco, CA 94143-0350, USA (changs{at}neurosurg.ucsf.edu).
| Abstract |
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Key Words: brain tumor clinical trials North American Brain Tumor Consortium targeted therapies
| Introduction |
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| History of the NABTC: Goals, Institutions, and Infrastructure |
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Following a review of potential therapeutic strategies, consortium members prioritize study concepts. Individual institutional investigators are responsible for generating the protocol documents for activation. The NABTC performs phase I pharmacokinetic trials and pilot phase II studies in CNS tumors. A rotational system allocating sites for participation as phase I study slots become available facilitates accrual at all sites. Differences in patient eligibility criteria also allow for accrual to noncompeting studies. The pharmacology group at the University of Texas Health Science Center, San Antonio, under the leadership of John Kuhn, Pharm.D., has been critical for implementing the pharmacokinetic component of these studies. Over the last 12 years of funding, 21 trials have been completed and 11 are ongoing (Table 2). More than 1,000 patients, primarily with recurrent malignant glioma, have been accrued.
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| Protocol Template Development |
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| End Point Assessment |
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| Cytotoxic Therapies |
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| Molecularly Targeted Agents |
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To fully address the utility of targeted therapies, particularly in trying to assess the biological effects of treatment and to identify the population of patients who may benefit most from the treatment, a more prospective approach is needed. This has been outlined by Lang et al.,16 and in ideal circumstances includes the acquisition of tissue to characterize baseline status of key signaling pathways before drug administration, followed by a short period of exposure to the agent, followed by another surgical procedure to evaluate the effects of the agent on the pathway of interest (Fig. 4). The advantages of this approach are the delineation of the pathway before and after treatment and the prospective acquisition of tissue that can be analyzed subsequently. However, there are many practical and ethical barriers to the conduct of these complex studies, including the requirement of two surgical procedures in a short time interval, one of which has no therapeutic intent, and the accompanying risks, as well as the high cost. In the past, biological and clinical correlations were made from retrospective analyses17,18 (Fig. 5). This approach has the disadvantages of providing incomplete data for some patients treated and inability to assess whether the target was modulated. The latter is of particular concern when the end point is PFS or overall survival rather than response, because it may be unclear whether improved outcome indicates that the therapy was more successful in a particular patient group or that tumors with a particular marker are inherently less aggressive. Also, selection of patients is not based on the pretreatment characteristics specific to the drug and additional time is necessary to conduct the retrospective analyses.
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| Lessons Learned |
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For newer NABTC trials implemented in 2006, prospective acquisition of tissue samples following drug administration is then followed by a standard phase II component. When possible, tissue for original diagnosis is also acquired. This approach improves our ability to link key aspects of the biological effects of the agent to clinical outcome in all patients. This approach has limitations, however, because relatively large numbers of patients are subjected to a therapeutic agent before its biological activity has been validated and because analyses of tissue correlates are performed retrospectively. Therefore, potentially important information regarding the agent's mechanism of activity is not incorporated into the planning of the study.
| The Challenge |
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As it is well recognized that the MTD may not be the optimal biological dose for targeted agents, our design proposes the integration of an early phase study (phase 0) with the primary objective of determining the optimal biological dose as defined by "successful" targeting. This would require tissue acquisition from a limited number of patients who have had preoperative exposure to the agent. Only if the target is successfully modulated in the phase 0/I setting would a phase II study in a general patient population be performed. Otherwise, more preclinical studies would have to be performed before allocating further resources to study the agent. This early, small, tissue-based study has been a missing link in the prior evaluation of targeted therapies. However, it would not replace the standard phase I dose-escalation or toxicity assessment.
For phase II studies, mandating the availability of tissue for analysis of the presence of the target and other relevant biological markers would ensure that once the phase II efficacy study in the general brain tumor population has been completed, analyses of the biological markers in conjunction with clinical outcome would be performed to identify the population of patients most likely to benefit. Once this population is characterized, a phase II study of the preselected patient population enriched for the desired target would be planned to estimate the degree of activity of the agent. If the assays of biological activity and target modulation are robust enough to justify an enriched population for initial phase II study, the agent may not need to be tested in the general brain tumor population. In this case, following the phase 0/I protocol, the agent would proceed directly to a phase II study in the enriched population. To date this has not been possible, but it is where future trials should focus in order to avoid enrolling patients who are not expected to benefit.
Identifying and validating therapeutic targets require novel biomarkers and analytical tools, the development and application of which are not without their own challenges and have been thoroughly discussed elsewhere.22,23 It is likely that multiple oncogenes and pathways are activated or dysregulated before malignancies develop in the brain, and therefore the presumed target may not necessarily be responsible for efficacy of the drug. Development of clinically relevant animal models is needed to better understand the specific biological pathways and more precisely identify targets. It is also important to be able to measure whether the target was affected by the drug, the effect of target modulation on the pathway and relevant downstream components, and the clinical outcome.24 Methods of measuring the abnormal target and pathway modulation also need to be standardized in order to avoid potentially conflicting results, as has been seen in a number of retrospective genomic analyses.16,17 In addition, the statistical components should take into account the frequency of the target in the general population to avoid rejecting a drug that would require a large sample size to demonstrate efficacy. It is also important to note that identifying targets in tissue may require sophisticated or expensive molecular techniques, which would be unsuitable for screening large groups of patients prior to initiating clinical trials. Assays must be accessible and practical in order to be applicable to the clinical setting.
The rapid development of targeted agents has made it necessary to reevaluate clinical trial design in all fields of oncology, and other teams of researchers have reached similar conclusions with regard to more stringent studies of therapeutic agents in smaller populations of patients prior to initiating standard phase I studies.20,24-26 Kummar et al.20 outlined a proposal for incorporating "phase 0" trials that would utilize strong preclinical data, pharmacodynamic assays, and multiple biopsies to determine if a target has been modulated.
Many of these issues are relevant to clinical trials of gliomas; however, studies in brain tumor patients have unique limitations imposed by the challenges in tumor acquisition and the potential for brain injury from tumor sampling or treatment. Evidence of drug safety, from phase I pharmacokinetic studies of MTD or studies of the drug in solid tumors, is necessary prior to initiating a trial for brain tumors that requires tissue acquisition. For example, it must be determined that the drug will not inhibit wound healing or cause hemorrhage following surgical procedure. In addition, because of the increased risk of morbidity associated with serial biopsies, the development of surrogate markers of activity is much more critical in the design of future trials and resources must be allocated to developing such surrogates. Validated imaging markers would be particularly beneficial. MR spectroscopy imaging, diffusion- and perfusion-weighted imaging, and PET with novel imaging probes are promising tools that may be incorporated into future trials.
| Challenges Specific to Antiangiogenic Agents in Neurooncology |
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Second, appropriate end points to assess clinical benefit should be selected for these agents, including those related to response, survival, and quality of life. Clinical evaluation of bevacizumab and irinotecan demonstrated a high response rate and improvement in 6moPFS compared to prior strategies.29,30 Improvement in the volume of contrast enhancement, which in previous studies of cytotoxic agents has been assumed to indicate antitumor effect, may, in the case of antiangiogenic agents, represent restoration of the blood-brain barrier, which is a transient phenomenon for the patient. Although 6moPFS and response rate may be generally improved for patients treated with antiangiogenic therapies, overall survival may not differ from that for other treatments. Therefore, criteria for assessment of efficacy need to be revised for these agents, and 6moPFS must be revalidated as a clinically relevant surrogate of overall survival. Serial serum biomarkers, such as circulating endothelial cells and plasma basic fibroblast growth factor, may be surrogates of an agent's activity and should also be validated in future studies. Transient improvement of edema, mass effect, and brain shift with concomitant improvement of clinical symptoms and reduction of the need for corticosteroids have been reported following treatment with antiangiogenic agents.28,29 Incorporation of standardized quality-of-life assessments are important for these studies and should be considered as secondary end points of clinical benefit.
Third, these agents can be associated with significant adverse effects, including hypertension, proteinuria, thromboembolic disease, and intracranial hemorrhage. It is therefore critical to try to identify the patient population that would benefit most from these treatments, thereby sparing ineffective, potentially toxic treatment for those unlikely to benefit. Although preoperative sampling as part of the clinical trial design of antiangiogenic agents may not be feasible, retrospective evaluation of tissue characteristics evaluating angiogenic markers may be important to assess benefit. Validated imaging surrogates, as explored by Chen et al.31 using fluorothymidine PET in patients treated with bevacizumab and irinotecan, or serum biomarkers may help in identifying the optimal patient population.
Finally, despite initial improvement in the imaging and clinical status of patients treated with antiangiogenic agents, tumors almost always recur. Strategies to circumvent the resistance mechanisms that result in progression of disease need to be evaluated, especially those that pertain to tumor invasion and cooption of normal brain vasculature. Early markers of progressive disease or lack of efficacy, when available, should be incorporated into the trial design. This is applicable for any new therapeutic agent and not limited to antiangiogenic therapies.
Fig. 7 outlines a potential trial design in which an imaging or serum biological surrogate of an agent's activity is used, rather than direct measures of pathway modulation measured from tissue samples following exposure. The surrogate marker must have been validated as a measure of drug effect. The phase 0 trial evaluates a limited number of patients with pretreatment and serial posttreatment acquisitions of the surrogate marker to assess the success of the agent in having an effect on the marker. If this is demonstrated, then a phase II study is conducted that mandates the availability of tissue markers from a previous surgery as well as the planned pretreatment and serial acquisition of the surrogate markers. Standard assessment of efficacy is made and analyzed with the surrogate marker and tissue results to identify patients who may benefit and enable the selection of an enriched population for further study.
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| Key Elements to Ensure Success of the Integrated Approach |
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| Conclusions |
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| Acknowledgments |
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Received for publication November 19, 2007. Accepted for publication January 4, 2008.
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