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Clinical Investigations |
Division of Neurosurgery, Department of Surgery (J.H.S., G.E.A., A.H.F., H.S.F., D.A.R.), Department of Pathology (J.H.S., R.E.M., D.D.B.), Department of Radiology (G.A., R.E.C., K.G., N.A.P., J.M.P., T.Z.W., M.R.Z.), and Department of Biostatistics and Bioinformatics (J.E.H.), Duke University Medical Center, Durham, NC; Department of Neurosurgery, University of California, San Francisco, San Francisco, CA (M.S.B., S.K.); Department of Neurological Surgery, Emory University, Atlanta, GA (A.P.); and Laboratory of Molecular Biology, National Cancer Institute, Bethesda, MD (I.P.); USA
Address correspondence to John H. Sampson, Division of Neurosurgery, Department of Surgery, Box 3050, Room 220 Sands Building, Duke University Medical Center, Durham, NC 27710, USA (john.sampson{at}duke.edu).
| Abstract |
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100 ng/ml. CED has significant potential for enhancing delivery of therapeutic macromolecules throughout the human brain. However, the potential efficacy of drugs delivered by this technique may be severely constrained by ineffective infusion in many patients.
Key Words: brain neoplasms convection drug delivery systems epidermal growth factor receptor immunotoxins
| Introduction |
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Delivery of high-molecular-weight agents, such as targeted toxins, to tumors within the intracerebral compartment is even more challenging because these tumors are further isolated from the systemic circulation by the restrictive blood-brain barrier (BBB).13,14,16–19 Regional intracerebral drug delivery, however, bypasses the BBB and has the potential to deliver high concentrations of the therapeutic agent directly to the site of the tumor, thereby reducing the risk of systemic toxicity. The innovative regional drug delivery technique of convection-enhanced delivery (CED) uses a fluid pressure gradient to infuse therapeutic molecules directly into the interstitial spaces of the brain that are infiltrated with tumor.20–23 The potential of this simple approach has been clearly demonstrated in preclinical studies by others, especially Lonser and Oldfield's group, and more recently by ourselves.19,20,22–37 The results of early clinical studies21,38–47 have also shown some potential efficacy, but they have not attempted to assess the adequacy of drug distribution in humans.
TP-38 is a 43.5-kDa recombinant chimeric protein containing a genetically engineered form of the cytotoxic Pseudomonas exotoxin (PE). By replacing the native binding domain of PE with transforming growth factor-
(TGF-
), the TP-38 construct has been specifically targeted to the epidermal growth factor receptor (EGFR). EGFR is frequently overexpressed in malignant gliomas and metastatic tumors of the brain,48 but is expressed at only very low levels within normal human brain.49,50 In this phase I study we sought to determine the maximum tolerated dose (MTD), dose-limiting toxicity (DLT), and intracerebral distribution of TP-38 using the intracerebral infusion technique of CED. We show that CED of TP-38 is well tolerated at effective doses and provides some encouraging radiographic responses. However, we also show that the potential efficacy of agents delivered by CED may be severely constrained by inconsistent and ineffective infusion in many patients.
| Materials and Methods |
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and a modified PE, PE-38, formed by the deletion of domain Ia/Ib. This deletion results in a toxin (containing amino acids 253–364 and 381–604) with intact adenosine diphosphate-ribosylating activity but negligible cytotoxicity because of its inability to bind cells. Replacing the native binding domain with TGF-
selectively targets the toxin to cells expressing the EGFR. Prior to delivery, TP-38 was diluted with 0.2% human albumin (Plasbumin-25; Bayer Corporation, Elkhart, IN, USA) in 0.9% saline.
Patient Selection, Study Design, and Toxicity Monitoring
Twenty adult patients with a KPS score
60 with recurrent or progressive malignant primary or metastatic brain tumors were enrolled at Duke University (19 patients) or the University of California, San Francisco (1 patient). Patients were excluded if they had a tumor
5 cm in maximum diameter, midline brain shift
0.5 cm, evidence of cerebral uncal herniation, or diffuse subependymal disease. An interval of at least 4 weeks between prior radiation or chemotherapy and enrollment was required. The Duke University and University of California at San Francisco institutional review boards (0344-01) and the U.S. Food and Drug Administration (BB-IND-9184) approved the protocol. Informed consent was obtained from the patients after the nature of all procedures was explained.
Two barium-impregnated catheters (PS Medical cerebrospinal fluid [CSF]-ventricular catheter no. 41207; Medtronic, Inc., Minneapolis, MN, USA) with an outer diameter of 2.1 mm were placed in each patient with stereotactic guidance. These standard ventricular catheters had perforations extending proximally from the catheter tip for 17 mm. The tip of each catheter was positioned to target either residual contrast-enhancing tumor or deep white matter adjacent to areas of previously resected tumor. All patients underwent radiographic imaging to confirm catheter placement prior to infusion. Corticosteroids were administered every 6 h and continued for at least 72 h after the completion of the TP-38 infusion. TP-38 was infused over 50 h at a flow rate from each catheter of 0.4 ml/h for a total volume of 40 ml. Intracranial pressure (ICP) was monitored throughout the infusion.
Toxicity and Response Evaluation
Patients were treated on a dose-escalation protocol to determine the MTD and DLT. Patients were stratified by the presence or absence of residual disease for dose escalation but not for toxicity assessment. Three escalating concentrations of TP-38 were selected for study as follows: 25 ng/ml, 50 ng/ml, and 100 ng/ml. The volume of infusate and flow rate were kept constant at each concentration. At least three patients were entered at each dose level in each stratum. If one of the three patients developed a DLT, as described below, an additional three patients were entered at that dose level. The MTD was defined as the highest dose level at which fewer than two subjects developed DLT. DLT was defined by the NCI Common Toxicity Criteria as a grade 3 or greater hematologic or grade 4 or greater nonhematologic toxicity, although seizures that were not different in character or increased in frequency were not considered DLTs. In addition, an ICP of
30 mmHg for greater than 30 min, a decrease in the Glasgow Coma Scale (GCS) score of
2 points, and development of a new focal neurologic deficit that did not resolve within 2 weeks with medical management were also considered DLTs.
Patients underwent physical and neurologic examinations, and MR imaging upon completion of the TP-38 infusion and at 4, 8, 16, 24, 36, and 48 weeks postinfusion. Radiographic responses were defined as previously outlined51 on consecutive contrast-enhanced MR or CT scans at least 4 weeks apart, combined with clinical neurologic stability or improvement and no increase in steroid dose. All adverse events were recorded, whether or not they were thought to be drug related. Corticosteroids must have been at a stable dose for at least 1 week prior to entry. Thereafter, they were allowed to be increased if necessary, but episodes of acute cerebral edema requiring emergent intervention were considered DLTs.
Imaging
For the first 48 h of each infusion in the last eight patients treated at Duke University, 123I-labeled albumin was coinfused with TP-38 in the same infusion volume. The radiolabeled albumin was used for imaging the distribution of the infusion instead of the unlabeled albumin routinely used as a carrier protein for these infusions. This was done because the protein doses of TP-38 used were too low to be radiolabeled with sufficient radioactivity to be imaged directly and because the radiolabeling procedure has the potential to damage the EGFR binding site of the toxin. The goal of this approach was to determine which infusions provided effective distribution of the infusate intraparenchymally and which leaked into the subarachnoid space or ventricle. The albumin was purified to homogeneity by ion-exchange high-pressure liquid chromatography and radiolabeled with 123I (MDS Nordion International, Vancouver, BC, Canada) using a modified iodogen method with a target dosage of 80 mCi on 10 mg of albumin. 123I-labeled albumin was chosen because its size, shape, and molecular weight (66.5 kDa) are similar to those of TP-38 (44 kDa) and albumin forms an otherwise essential component of cytotoxin drug formulations. In addition, recent work by Murad et al.52 has shown in well-controlled animal studies that labeled albumin does precisely track the distribution of a similar targeted toxin. Although the use of albumin as a surrogate for imaging drug distribution does not allow evaluation of the potential influence of drug-binding kinetics on distribution, it should be noted that TP-38 was used at a concentration in this study predicted to exceed that needed to saturate all potential binding sites.
Single-photon emission computed tomography (SPECT) scans of the head were obtained at 24 h and at the completion of the infusion with a three-head SPECT scanner (Trionix Research Labs, Twinsburg, OH, USA) fitted with two Triad LESR (low-energy super-high resolution) fanbeam collimators and a Precise (Precise Corp., Caryville, TN, USA) pinhole collimator. The volume of distribution was subsequently determined by a threshold pixel method that has proved to be accurate at our institution for calculating the volume of small spheres ranging in size from 1.3 cm3 to 5.3 cm3 in a brain phantom model with a resolution of 3 mm. Isodose contours were calculated using a three-dimensional discrete Fourier transform convolution. Fiduciary markers were used to co-register these SPECT images with MR with a spatial margin of error of less than 1 mm.
| Results |
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Toxicity
All toxicities encountered have been neurologic, and no hepatic, renal, or hematologic toxicities have occurred. Five patients, all with preexisting seizure disorder, had a seizure during the TP-38 infusion, but all seizures resolved following anticonvulsant medication adjustments. Other adverse events are shown in Table 2.
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DLTs were identified in two patients (Table 3). One patient (patient 8) with residual disease, treated at the 50-ng/ml dose level, developed a grade 3 hemiparesis. Although this was considered to be a DLT, it may also have been related to tumor recurrence, which was diagnosed 3 weeks later. Three more patients with residual disease were treated at the 50-ng/ml dose level as a precaution, but no DLTs were identified in these subsequent three patients. In addition, during this interval, two patients without residual disease were also treated at this dose level without incident. However, one patient (patient 15), also with residual disease, treated at the 100-ng/ml dose level developed grade 4 constitutional symptoms (fatigue) possibly related to TP-38. This patient had a substantial leak of the infusate intraventricularly, which may have been the cause of this toxicity. Three additional patients with residual disease were treated at the 100-ng/ml dose level and experienced no DLTs. In addition to these events, one patient developed a subdural hygroma, and one patient had an intracerebral hemorrhage after catheter placement but before TP-38 therapy.
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Response, Progression, and Survival
Overall, 2 of 15 (13.3%) patients with residual tumor at the time of therapy have demonstrated radiographic responses. One patient (patient 2), also described above, who was treated for a multirecurrent bifrontal glioblastoma multiforme (GBM) at the 25-ng/ml dose level, had a nearly complete response that was sustained for 198 weeks, but ultimately developed tumor recurrence (Fig. 1).46 Another patient (patient 18) treated at the 100-ng/ml dose, had a partial response with >50% shrinkage of tumor diameter 24 weeks after TP-38 therapy but then died 34 weeks after TP-38 therapy of unrelated infectious complications (Fig. 2). In addition, a third patient (patient 12), without residual disease at the time of treatment, developed a large area of contrast enhancement 9 weeks after treatment that was never biopsied but has subsequently regressed without additional treatment (Fig. 3). It remains unclear whether this enhancing area represented a tumor recurrence with spontaneous remission or an asymptomatic inflammatory reaction to infusion or the drug.53 This patient with GBM remains alive and without evidence of tumor progression >211 weeks after initial diagnosis.
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Overall median survival after TP-38 therapy for all patients was 28 weeks (95% CI, 26.5–102.8; range, 1.1 to >260 weeks). For patients with residual disease at the time of TP-38 therapy, median survival was only 20.1 weeks (95% CI, 16.7–110.0), whereas for those without radiographic evidence of residual disease, median survival was 33.0 weeks (95% CI, 0–170.4), but again this difference was not statistically significant (p = 0.60). However, the study was not powered to detect such differences.
Drug Distribution Imaging
SPECT imaging of coinfused 123I-labeled albumin during and immediately after infusion demonstrated that the intracerebral delivery technique of CED is capable of producing extensive and relatively homogeneous distribution of high-molecular-weight molecules within the human brain in some patients (Fig. 4). For example, in patient 12, after 24 h of infusion (9.6 ml), the volumes of distribution from each catheter at the 10% isodose level relative to infused dose were found to be 54 ml and 60 ml, respectively. Similarly, at the end of the 50-h infusion, the volumes of distribution at a 10% isodose level were found to be 174 ml and 292 ml, respectively. Thus, this novel technique for bypassing the BBB allowed for distribution of at least 10% of the injected concentration of this macromolecule within a nearly spherical radius of 3.5 cm and 4.1 cm (patient 12).
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| Discussion |
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CED, the intracerebral drug delivery approach employed in this trial, uses a fluid pressure gradient to directly infuse therapeutic molecules into the interstitial spaces of the brain via an indwelling catheter. As such, this approach holds tremendous promise for intracerebral drug delivery for intracerebral neoplastic, infectious, and neurodegenerative disease.24,54–56 The distribution of 123I-albumin provided by CED in this study was approximately tenfold greater than the injected volume and several thousandfold greater than the predicted distribution for diffusion from a point source of drug.23 These data suggest that CED may be capable of saturating large areas of brain with macromolecular therapeutic agents.
Despite some encouraging results, however, we clearly saw evidence in this trial that CED using the technology described here is quite frequently ineffective. This factor is concerning because CED has become a routine method of drug delivery to the brain in human trials, including a few phase III trials that are evaluating therapeutic agents for intracerebral malignancies21,38–47,57 and degenerative disease.54–56 However, drug distribution in these trials has not been monitored. This lack of fundamental information on drug distribution has the potential to confound interpretation of these clinical studies, making it difficult to distinguish between lack of effectiveness due to delivery or therapeutic activity factors. We saw definite evidence of failed drug delivery in this study that may have hindered our ability to assess the efficacy or toxicity of TP-38. Importantly, these findings may explain the failure in trials using a similar delivery technique to treat neurodegenerative disease as well.54–56 Optimization of catheter placement and infusion parameters will clearly be needed if the true potential and toxicity of agents delivered by CED is to be assessed. This may be assisted by software algorithms that are able to predict fluid distribution after CED with some reliability.58 New catheter designs may also enhance the predictability of drug delivery.59 Because the catheters used in this study were existing ventricular catheters that had perforations extending proximally from the catheter tip for 17 mm, it may be that infusate left the catheters entirely from the more proximal catheter ports and entered unintended anatomic locations of low resistance, such as the Sylvian fissure.
The mechanisms of the antitumor activity of these targeted toxins may also not fully be understood. In all reported series using these agents, including our own, radiographic responses have been slow to manifest, often requiring many months to become apparent. This finding seems at odds with the purported action mechanism of these agents, which rapidly terminate protein synthesis once internalized. This feature raises the possibility that these agents may have additional mechanisms of action, perhaps immunologically mediated, that may play a role in the efficacy, or even toxicity,53 of these agents. Further quantitative analysis of patient samples for expression of EGFR, EGFRvIII, or other potentially relevant molecules such as PTEN may provide additional insights in future studies.
In conclusion, we show that at effective dose levels, the EGFR-targeted toxin TP-38 has an acceptable safety profile in patients with recurrent malignant brain tumors. We also show that the intraparenchymal drug delivery technique of CED can provide broad and homogeneous distribution of large molecules in the brain in some patients but that frequently misdirected drug infusions may limit drug efficacy independent of drug activity. Further study of TP-38 and optimization and validation of the delivery technique of CED is clearly warranted.
| Acknowledgments |
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This research was supported by Accelerated Brain Cancer Cure (ABC2) (J.H.S.), NIH/NCRR K23 RR16065 (J.H.S.), NIH/NCI R01 CA097611 (J.H.S.), NIH/NCI CA11898 (D.D.B.), NCI SPORE 2P50-NS20023 (D.D.B., J.H.S.), NIH/NCRR MO1 RR 30 (General Clinical Research Centers Program), P50-CA097257 (M.S.B.), and IVAX, Inc. This research was also supported in part by the Intramural Research Program of the NIH, NCI, Center for Cancer Research. Experimental data were acquired using shared instrumentation funded by the National Center for Research Resources of the National Institutes of Health (S10 RR15697).
Received for publication May 30, 2007. Accepted for publication September 19, 2007.
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